Tag Archives: whistleblower

RIGHT OF THE DAY: Large money award for reporting violations of financial regulations

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YOUR RIGHT OF THE DAY: You are entitled to a substantial “whistleblower award” for providing original information to the government about violations of federal financial regulations that leads to successful enforcement action where the penalties involved are over $1 million.1Section 21F(b)(1) of the Securities Exchange Act of 1934 (the “Exchange Act”), 15 U.S.C. § 78u-6(b)(1), and Rule 21F-3(a) thereunder, 17 C.F.R.

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